Top Menu

Thomas Gorman


In this episode, Thomas Gorman (Dorsey & Whitney and a former SEC enforcement attorney who also runs the SEC Actions blog) talks about the FCPA's books and records and internal controls provisions, expansive SEC theories of liability thereunder, and whether the time has come for an issuer to put the SEC to its burden of proof in an FCPA enforcement action.

View Current Podcasts | View Podcast Archive

Powered by WordPress. Designed by WooThemes