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FCPA Challenge

FCPA Challenge

How much do you know about the Foreign Corrupt Practices Act? Let’s find out.

To commemorate the FCPA’s 40th year, FCPA Professor is presenting the FCPA Challenge.

Each Thursday during 2018, a question will be posed and the answer will be below the fold.

This week’s question is: an SEC periodic examination of this broker dealer ultimately lead to FCPA enforcement actions against several individuals?

Answer: Direct Access Partners (see here, here and here for prior posts).

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